FUMB vs SPY

FUMB vs SPY
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Quick Verdict

SPY has a lower expense ratio. SPY delivered stronger 1-year returns. SPY offers more diversification with 505 holdings.

Lower Fees: SPYHigher Returns: SPYMore Diversified: SPY

Side-by-Side Comparison

MetricFUMBSPYWinner
Expense Ratio0.29%0.09%
AUM$248M$821.1B
Dividend Yield2.75%1.01%
Holdings252505
YTD Return+1.47%+13.17%
1Y Return+2.11%+21.53%
3Y Return (annualized)+2.90%+22.06%
5Y Return (annualized)+1.99%+13.35%
Volatility (annualized)0.8%15.3%
Max Drawdown-2.7%-56.5%
Fund FamilyFirst Trust Portfolios (US)State Street Investment Management
CategoryTax PreferredEquity
InceptionNov 1, 2018Jan 22, 1993

FUMB vs SPY Performance

First Trust Ultra Short Duration Municipal ETF (FUMB) is a ETF from First Trust Portfolios (US) and State Street SPDR S&P 500 ETF Trust (SPY) is a ETF from State Street Investment Management. Over the past year FUMB returned +2.11% while SPY returned +21.53%. Year to date, FUMB is up 1.47% versus a gain of 13.17% for SPY.

Over three years, FUMB compounded at +2.90% per year against +22.06% for SPY; over five years the annualized figures are +1.99% and +13.35% respectively. Across the full 8-year window we track, SPY has the edge at +8.82% annualized vs +1.38%. Past performance does not guarantee future results.

Risk: Volatility and Drawdowns

SPY has been the more volatile fund, with annualized monthly volatility of 15.3% compared with 0.8% for FUMB. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -2.7% for FUMB and -56.5% for SPY. Drawdown depth is worth weighing if you expect to sell during market stress rather than ride it out.

The two funds' monthly returns correlate at 0.30. They move independently enough that combining them can meaningfully diversify a portfolio.

Fees and Cost Over Time

FUMB charges 0.29% per year while SPY charges 0.09%. On a $10,000 position that is $29 vs $9 annually, a gap of $20 per year that compounds over a long holding period. On income, FUMB currently yields 2.75% against 1.01% for SPY.

Holdings Overlap

0.0%overlap

FUMB and SPY share 0 holdings out of 578 unique holdings combined, representing a 0.0% weight overlap.

Moderate overlap means holding both could provide meaningful diversification benefits.

Frequently Asked Questions

Which is cheaper, FUMB or SPY?

FUMB has an expense ratio of 0.29% while SPY charges 0.09%. SPY is the cheaper option. On a $10,000 investment, that is $20 per year of difference.

Which performed better, FUMB or SPY?

Over the past year FUMB returned +2.11% vs +21.53% for SPY, so SPY leads on 1-year performance. Over the longest common window we track (8 years), FUMB annualized +1.38% vs +8.82% for SPY. Past performance does not guarantee future results.

Which is riskier, FUMB or SPY?

SPY has been the more volatile fund at 15.3% annualized versus 0.8% for FUMB. Worst drawdown: FUMB -2.7% vs SPY -56.5%.

Should I hold both FUMB and SPY?

FUMB and SPY have a monthly-return correlation of 0.30, so combining them can provide real diversification depending on your allocation goals.

What is the holdings overlap between FUMB and SPY?

FUMB and SPY share 0 common holdings with a 0.0% weight overlap. Combined, they hold 578 unique securities.

Which pays a higher dividend, FUMB or SPY?

FUMB yields 2.75% while SPY yields 1.01%, so FUMB currently pays the higher dividend yield.

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