SMB vs SPY

Quick Verdict

SMB has a lower expense ratio. SPY delivered stronger 1-year returns. SPY offers more diversification with 503 holdings.

Lower Fees: SMBHigher Returns: SPYMore Diversified: SPY

Side-by-Side Comparison

MetricSMBSPYWinner
Expense Ratio0.07%0.09%
AUM$312M$789.1B
Dividend Yield2.69%1.01%
Holdings333505
YTD Return-0.86%+14.47%
1Y Return+0.48%+21.96%
3Y Return (annualized)+2.88%+21.70%
5Y Return (annualized)+0.83%+13.30%
Volatility (annualized)20.6%15.3%
Max Drawdown-29.3%-56.5%
Fund FamilyVanEckState Street Investment Management
CategoryTax PreferredEquity
InceptionFeb 22, 2008Jan 22, 1993

SMB vs SPY Performance

VanEck Short Muni ETF (SMB) is a ETF from VanEck and State Street SPDR S&P 500 ETF Trust (SPY) is a ETF from State Street Investment Management. Over the past year SMB returned +0.48% while SPY returned +21.96%. Year to date, SMB is down 0.86% versus a gain of 14.47% for SPY.

Over three years, SMB compounded at +2.88% per year against +21.70% for SPY; over five years the annualized figures are +0.83% and +13.30% respectively. Across the full 19-year window we track, SPY has the edge at +8.87% annualized vs +1.88%. Past performance does not guarantee future results.

Risk: Volatility and Drawdowns

SMB has been the more volatile fund, with annualized monthly volatility of 20.6% compared with 15.3% for SPY. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -29.3% for SMB and -56.5% for SPY. Drawdown depth is worth weighing if you expect to sell during market stress rather than ride it out.

The two funds' monthly returns correlate at -0.01. They move independently enough that combining them can meaningfully diversify a portfolio.

Fees and Cost Over Time

SMB charges 0.07% per year while SPY charges 0.09%. On a $10,000 position that is $7 vs $9 annually, a gap of $2 per year that compounds over a long holding period. On income, SMB currently yields 2.69% against 1.01% for SPY.

Holdings Overlap

0.0%overlap

SMB and SPY share 0 holdings out of 680 unique holdings combined, representing a 0.0% weight overlap.

Moderate overlap means holding both could provide meaningful diversification benefits.

Frequently Asked Questions

Which is cheaper, SMB or SPY?

SMB has an expense ratio of 0.07% while SPY charges 0.09%. SMB is the cheaper option. On a $10,000 investment, that is $2 per year of difference.

Which performed better, SMB or SPY?

Over the past year SMB returned +0.48% vs +21.96% for SPY, so SPY leads on 1-year performance. Over the longest common window we track (19 years), SMB annualized +1.88% vs +8.87% for SPY. Past performance does not guarantee future results.

Which is riskier, SMB or SPY?

SMB has been the more volatile fund at 20.6% annualized versus 15.3% for SPY. Worst drawdown: SMB -29.3% vs SPY -56.5%.

Should I hold both SMB and SPY?

SMB and SPY have a monthly-return correlation of -0.01, so combining them can provide real diversification depending on your allocation goals.

What is the holdings overlap between SMB and SPY?

SMB and SPY share 0 common holdings with a 0.0% weight overlap. Combined, they hold 680 unique securities.

Which pays a higher dividend, SMB or SPY?

SMB yields 2.69% while SPY yields 1.01%, so SMB currently pays the higher dividend yield.

Get Full ETF Analytics

Access complete holdings data, overlap analysis, screener tools, and more with FundXLS.