AVK vs QQQ

AVK vs QQQ

Which is better, AVK or QQQ?

Convertibles against Large Cap Growth.

QQQ has a lower expense ratio. QQQ led over 1Y, 3Y, 5Y and the full window.

Lower Fees: QQQHigher Returns: QQQ

MarketXLS is not an investment adviser. This comparison is generated automatically from market data and is for information only. A Best mark means the better reading on that one measure, not a recommendation to buy.

Side-by-Side Comparison

MetricAVKQQQ
Expense Ratio2.77%0.18%Best
AUM$594M$483.5B
Dividend Yield10.36%0.44%
Holdings435107
YTD Return+4.69%+16.87%Best
1Y Return+8.03%+22.98%Best
3Y Return (annualized)+15.90%+24.98%Best
5Y Return (annualized)+3.56%+14.39%Best
Volatility (annualized)20.8%18.1%Best
Max Drawdown-72.6%-53.5%Best
$10,000 over 5 years$11,911$19,586Best
Fund FamilyGuggenheim InvestmentsInvesco (US)
CategoryConvertibleEquity
StyleConvertiblesLarge Cap Growth
InceptionApr 29, 2003Mar 10, 1999

Not shown on this pair: Top 10 Weight.

Volatility and max drawdown are measured over the window both funds cover: Apr 30, 2003 to Sep 11, 2026 (23.4 years).

AVK vs QQQ growth

Month-end closes. Both lines start at 0% in the first month shown, so the gap between them is the difference in growth across that window. The full view is available from the range buttons; it is not the opening view here because over the whole period one of these two funds moves so much further than the other that its line would sit flat on the axis.

AVK vs QQQ Performance

Advent Convertible and Income Fund (AVK) is an ETF from Guggenheim Investments and Invesco QQQ Trust, Series 1 (QQQ) is an ETF from Invesco (US). Over the past year AVK returned +8.03% while QQQ returned +22.98%. Year to date, AVK is up 4.69% versus a gain of 16.87% for QQQ.

Over three years, AVK compounded at +15.90% per year against +24.98% for QQQ; over five years the annualized figures are +3.56% and +14.39% respectively. Across the full 23-year window we track, QQQ has the edge at +15.13% annualized vs -0.15%.

Past performance does not guarantee future results.

Risk: Volatility and Drawdowns

AVK has been the more volatile fund, with annualized monthly volatility of 20.8% compared with 18.1% for QQQ. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -72.6% for AVK and -53.5% for QQQ. Drawdown depth is what each fund did in the worst stretch of the window measured above.

The two funds' monthly returns correlate at 0.72. They usually move together, but the gap leaves some room for diversification.

Fees and Cost Over Time

AVK charges 2.77% per year while QQQ charges 0.18%. On a $10,000 position that is $277 vs $18 annually, a gap of $259 per year that compounds over a long holding period. On income, AVK currently yields 10.36% against 0.44% for QQQ.

Holdings Overlap

QQQ already in AVK11.9%

At least 11.9% of QQQ's money is in holdings AVK also owns.

Only one direction is shown: for AVK, our book for it lists positions totalling 110.4% of the fund, which is what a leveraged book looks like and is not a denominator we can divide by.

QQQ and AVK share little of their money.

The two holdings books were reported 187 days apart, AVK as of Jan 30, 2026 and QQQ as of Aug 5, 2026, so some of the difference between them is the time between the two reports rather than the funds.

4 positions in common, counted across the 266 positions we hold weights for in AVK and 102 in QQQ, against full books of 435 and 107.

Top Shared Holdings

StockWeight in AVKWeight in QQQDifference
MSFTMicrosoft Corp 4.100 Feb 06 370.51%5.76%5.25%
AVGOBroadcom Inc0.45%3.16%2.71%
METAMeta Platforms, Inc.0.48%2.78%2.30%
MCHPMicrochip Technology Inc.1.09%0.19%0.90%

You are not choosing between two funds in isolation.

Whichever of AVK and QQQ you pick has to sit alongside everything else you own. Add the rest and see what the combination actually holds.

AVKQQQ

Free for up to 10 holdings. No account needed.

Frequently Asked Questions

Which is cheaper, AVK or QQQ?

AVK has an expense ratio of 2.77% while QQQ charges 0.18%. QQQ is the cheaper option, by $259 a year on a $10,000 investment.

Which performed better, AVK or QQQ?

Over the past year AVK returned +8.03% vs +22.98% for QQQ, so QQQ leads on 1-year performance. Over the longest common window we track (23 years), AVK annualized -0.15% vs +15.13% for QQQ. Past performance does not guarantee future results. This is information, not a recommendation.

Which is riskier, AVK or QQQ?

AVK has been the more volatile fund at 20.8% annualized versus 18.1% for QQQ. Worst drawdown: AVK -72.6% vs QQQ -53.5%.

Should I hold both AVK and QQQ?

AVK and QQQ have a monthly-return correlation of 0.72, so their returns are far enough apart for the mix to behave differently from either one alone. This is information, not a recommendation.

What is the holdings overlap between AVK and QQQ?

At least 11.9% of QQQ's money is in holdings AVK also owns. Our book for AVK is partial, so the real figure is this or higher. They hold 4 positions in common, counted across the 266 positions we hold weights for in AVK and 102 in QQQ.

Which pays a higher dividend, AVK or QQQ?

AVK yields 10.36% while QQQ yields 0.44%, so AVK currently pays the higher dividend yield.

Is QQQ better than AVK?

QQQ has a lower expense ratio. QQQ led over 1Y, 3Y, 5Y and the full window. Which one suits a particular account depends on what it is for. This is information, not a recommendation.