GBAB vs SPY

GBAB vs SPY
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Quick Verdict

SPY has a lower expense ratio. SPY delivered stronger 1-year returns. GBAB offers more diversification with 636 holdings.

Lower Fees: SPYHigher Returns: SPYMore Diversified: GBAB

Side-by-Side Comparison

MetricGBABSPYWinner
Expense Ratio2.93%0.09%
AUM$394M$821.1B
Dividend Yield10.66%1.01%
Holdings636505
YTD Return-0.55%+12.68%
1Y Return+0.18%+21.82%
3Y Return (annualized)+7.34%+21.98%
5Y Return (annualized)-2.53%+12.89%
Volatility (annualized)11.7%15.3%
Max Drawdown-35.8%-56.5%
Fund FamilyGuggenheim InvestmentsState Street Investment Management
CategoryTax PreferredEquity
InceptionOct 26, 2010Jan 22, 1993

GBAB vs SPY Performance

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) is a ETF from Guggenheim Investments and State Street SPDR S&P 500 ETF Trust (SPY) is a ETF from State Street Investment Management. Over the past year GBAB returned +0.18% while SPY returned +21.82%. Year to date, GBAB is down 0.55% versus a gain of 12.68% for SPY.

Over three years, GBAB compounded at +7.34% per year against +21.98% for SPY; over five years the annualized figures are -2.53% and +12.89% respectively. Across the full 16-year window we track, SPY has the edge at +8.81% annualized vs +0.73%. Past performance does not guarantee future results.

Risk: Volatility and Drawdowns

SPY has been the more volatile fund, with annualized monthly volatility of 15.3% compared with 11.7% for GBAB. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -35.8% for GBAB and -56.5% for SPY. Drawdown depth is worth weighing if you expect to sell during market stress rather than ride it out.

The two funds' monthly returns correlate at 0.30. They move independently enough that combining them can meaningfully diversify a portfolio.

Fees and Cost Over Time

GBAB charges 2.93% per year while SPY charges 0.09%. On a $10,000 position that is $293 vs $9 annually, a gap of $284 per year that compounds over a long holding period. On income, GBAB currently yields 10.66% against 1.01% for SPY.

Holdings Overlap

0.5%overlap

GBAB and SPY share 2 holdings out of 716 unique holdings combined, representing a 0.5% weight overlap.

Moderate overlap means holding both could provide meaningful diversification benefits.

Top Shared Holdings

StockWeight in GBABWeight in SPYDifference
JPM0.25%1.44%1.19%
GS0.29%0.47%0.18%

Frequently Asked Questions

Which is cheaper, GBAB or SPY?

GBAB has an expense ratio of 2.93% while SPY charges 0.09%. SPY is the cheaper option. On a $10,000 investment, that is $284 per year of difference.

Which performed better, GBAB or SPY?

Over the past year GBAB returned +0.18% vs +21.82% for SPY, so SPY leads on 1-year performance. Over the longest common window we track (16 years), GBAB annualized +0.73% vs +8.81% for SPY. Past performance does not guarantee future results.

Which is riskier, GBAB or SPY?

SPY has been the more volatile fund at 15.3% annualized versus 11.7% for GBAB. Worst drawdown: GBAB -35.8% vs SPY -56.5%.

Should I hold both GBAB and SPY?

GBAB and SPY have a monthly-return correlation of 0.30, so combining them can provide real diversification depending on your allocation goals.

What is the holdings overlap between GBAB and SPY?

GBAB and SPY share 2 common holdings with a 0.5% weight overlap. Combined, they hold 716 unique securities.

Which pays a higher dividend, GBAB or SPY?

GBAB yields 10.66% while SPY yields 1.01%, so GBAB currently pays the higher dividend yield.

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