HPF vs SPY

Quick Verdict

SPY has a lower expense ratio. SPY delivered stronger 1-year returns. SPY offers more diversification with 503 holdings.

Lower Fees: SPYHigher Returns: SPYMore Diversified: SPY

Side-by-Side Comparison

MetricHPFSPYWinner
Expense Ratio1.82%0.09%
AUM$355M$789.1B
Dividend Yield9.77%1.01%
Holdings169505
YTD Return+4.32%+13.39%
1Y Return+8.42%+22.52%
3Y Return (annualized)+10.49%+21.36%
5Y Return (annualized)+1.77%+13.19%
Volatility (annualized)19.2%15.3%
Max Drawdown-74.3%-56.5%
Fund FamilyJohn Hancock Investment ManagementState Street Investment Management
CategoryAllocation/BalancedEquity
InceptionNov 29, 2002Jan 22, 1993

HPF vs SPY Performance

John Hancock Preferred Income Fund II (HPF) is a ETF from John Hancock Investment Management and State Street SPDR S&P 500 ETF Trust (SPY) is a ETF from State Street Investment Management. Over the past year HPF returned +8.42% while SPY returned +22.52%. Year to date, HPF is up 4.32% versus a gain of 13.39% for SPY.

Over three years, HPF compounded at +10.49% per year against +21.36% for SPY; over five years the annualized figures are +1.77% and +13.19% respectively. Across the full 24-year window we track, SPY has the edge at +8.84% annualized vs +0.11%. Past performance does not guarantee future results.

Risk: Volatility and Drawdowns

HPF has been the more volatile fund, with annualized monthly volatility of 19.2% compared with 15.3% for SPY. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -74.3% for HPF and -56.5% for SPY. Drawdown depth is worth weighing if you expect to sell during market stress rather than ride it out.

The two funds' monthly returns correlate at 0.45. They move independently enough that combining them can meaningfully diversify a portfolio.

Fees and Cost Over Time

HPF charges 1.82% per year while SPY charges 0.09%. On a $10,000 position that is $182 vs $9 annually, a gap of $173 per year that compounds over a long holding period. On income, HPF currently yields 9.77% against 1.01% for SPY.

Holdings Overlap

1.9%overlap

HPF and SPY share 16 holdings out of 538 unique holdings combined, representing a 1.9% weight overlap.

Moderate overlap means holding both could provide meaningful diversification benefits.

Top Shared Holdings

StockWeight in HPFWeight in SPYDifference
WFC2.65%0.41%2.24%
PCG1.46%0.06%1.40%
APO1.32%0.09%1.23%
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Frequently Asked Questions

Which is cheaper, HPF or SPY?

HPF has an expense ratio of 1.82% while SPY charges 0.09%. SPY is the cheaper option. On a $10,000 investment, that is $173 per year of difference.

Which performed better, HPF or SPY?

Over the past year HPF returned +8.42% vs +22.52% for SPY, so SPY leads on 1-year performance. Over the longest common window we track (24 years), HPF annualized +0.11% vs +8.84% for SPY. Past performance does not guarantee future results.

Which is riskier, HPF or SPY?

HPF has been the more volatile fund at 19.2% annualized versus 15.3% for SPY. Worst drawdown: HPF -74.3% vs SPY -56.5%.

Should I hold both HPF and SPY?

HPF and SPY have a monthly-return correlation of 0.45, so combining them can provide real diversification depending on your allocation goals.

What is the holdings overlap between HPF and SPY?

HPF and SPY share 16 common holdings with a 1.9% weight overlap. Combined, they hold 538 unique securities.

Which pays a higher dividend, HPF or SPY?

HPF yields 9.77% while SPY yields 1.01%, so HPF currently pays the higher dividend yield.

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