ETFs Holding CATY

Nuveen Small Cap Value Fund Class A

Nuveen Small Cap Value Fund Class C

Invesco Main Street Small Cap Fund Class R5

Invesco Main Street Small Cap Fund CLASS C

Invesco Main Street Small Cap Fund CLASS Y

MassMutual Small Cap Opportunities Fund Class A

MassMutual Small Cap Opportunities Fund Class Y

MassMutual Small Cap Opportunities Fund Class R5

MassMutual Small Cap Opportunities Fund Class I

AMG GW&K Small Cap Value Fund Class N

AMG GW&K Small Cap Value Fund Class Z

AMG GW&K Small Cap Core Fund Class I

WisdomTree US SmallCap Quality Dividend Growth Fund

Virtus NFJ Large Cap Value Fund Class A

Virtus NFJ Large Cap Value Fund Class R6

MFS New Discovery Value Fund Class B

MFS New Discovery Value Fund Class R1

MFS New Discovery Value Fund Class R4

MFS New Discovery Value Fund Class A

Boston Trust Walden Small Cap Fund

William Blair Small Cap Value Fund Class N

MFS Blended Research Small Cap Equity Fund Class A

MFS Blended Research Small Cap Equity Fund Class I

MFS Blended Research Small Cap Equity Fund Class R1

MFS Blended Research Small Cap Equity Fund Class R3

MFS Blended Research Small Cap Equity Fund Class R6

Invesco S&P SmallCap Financials ETF

Banks UltraSector ProFund

Invesco S&P SmallCap Low Volatility ETF

State Street SPDR S&P Regional Banking ETF

Invesco S&P SmallCap Value with Momentum ETF

Virtus NFJ Emerging Markets Value Fund Class C

Rydex Banking Fund Class A

Rydex Banking Fund Class C

Convergence Long/Short Equity ETF

PGIM Quant Solutions Small-Cap Value Fund Class R4

PGIM Quant Solutions Small-Cap Value Fund Class C

PGIM Quant Solutions Small-Cap Value Fund Class R

First Trust Active Factor Small Cap ETF

John Hancock Variable Insurance Trust Small Company Value Trust Series Nav

John Hancock Variable Insurance Trust Small Company Value Trust Series 2

Sterling Capital Behavioral Small Cap Value Equity Fund Class A

Sterling Capital Behavioral Small Cap Value Equity Fund Class C

VictoryShares US Small Mid Cap Value Momentum ETF

State Street SPDR S&P 600 Small Cap Value ETF

Direxion Daily Regional Banks Bull 3X ETF

Vanguard S&P Small Cap 600 Value Index Fund Institutional

Hotchkis & Wiley Small Cap Diversified Value Fund Class A

Voya Small Company Portfolio Advisor Class

Voya Small Company Portfolio Class S

Avantis US Small Cap Value ETF

Harbor AlphaEdge Small Cap Earners ETF

Voya Small Company Fund Class R

Voya Small Company Fund Class W

Voya Small Company Fund Class C

Small-Cap Value ProFund

Goldman Sachs Small Cap Value Insights Fund Cl A

Goldman Sachs Small Cap Value Insights Fund Institutional Class

Goldman Sachs Small Cap Value Insights Fund Class R6

Goldman Sachs Small Cap Value Insights Fund Cl R

T. Rowe Price Small Cap Value Fund Advisor Class

T. Rowe Price Small Cap Value Fund, Inc Class I

WisdomTree US SmallCap Dividend Fund

Vericimetry US Small Cap Value Fund

Dimensional US Small Cap Value ETF

Vanguard Tax Managed Small Cap Fund Institutional Plus

First Trust Small Cap Value AlphaDEX Fund

DFA US Small Cap Value Portfolio

Avantis US Small Cap Equity Fund Class G

Avantis US Small Cap Value Fund Institutional Class

JPMorgan Diversified Return US Small Cap Equity ETF

Vanguard S&P Small-Cap 600 ETF

Catholic Responsible Investments Small-Mid Cap Equity Fund Institutional Class

BNY Mellon Smallcap Stock Index Fund Investor Class

Empower S&P Small Cap 600 Index Fund Institutional Class

Empower S&P Small Cap 600 Index Fund Class L

Principal SmallCap S&P 600 Index Fund Institutional Class

Principal SmallCap S&P 600 Index Fund Class R-3

Vanguard Russell 2000 Value Index Fund Insti Cl

MoA Small Cap Equity Index Fund

Columbia Small Cap Index Fund Institutional II Class

Columbia Small Cap Index Fund Institutional Class

S&P SmallCap Index Fund Class K

AQR Small Cap Multi-Style Fund Class R6

AQR Small Cap Multi-Style Fund Class N

First Trust Small Cap Core AlphaDEX Fund

Columbia Research Enhanced Small Cap ETF

Fidelity Flex Small Cap Focused Index Fund

John Hancock Variable Insurance Trust Small Opportunities Trust Series II

Nuveen Quant Small/Mid Cap Equity Fund Class A

Nuveen Quant Small/Mid Cap Equity Fund Retirement Class

Nuveen Quant Small/Mid Cap Equity Fund Class W

iShares MSCI USA Small-Cap Quality Factor ETF

Lazard US Systematic Small Cap Equity ETF

ProShares Ultra SmallCap600

DFA US Sustainability Targeted Value Portfolio

DFA US Micro Cap Portfolio

Fidelity Small-Mid Multifactor ETF

Empower Small Cap Value Fund Institutional Class

Optimum Small-Mid Cap Value Fund Class C

Principal SmallCap Value Fund II Class R-3

Principal SmallCap Value Fund Institutional Class

Principal SmallCap Value Fund II Class R6

Schwab Fundamental US Small Company ETF

Schwab Fundamental US Small Company Index Fund

Vanguard US Quality Factor ETF

iShares Morningstar Small-Cap Value ETF

American Beacon Small Cap Value Fund R6 Class

American Beacon Small Cap Value Fund Y Class

American Beacon Small Cap Value Fund Institutional Class

Wilshire Small Company Value Fund Investment Class

John Hancock Variable Insurance Trust Small Cap Index Trust Series Nav

John Hancock Variable Insurance Trust Small Cap Index Trust Series I

Wilshire Small Company Value Fund Institutional Class

Vanguard Russell 2000 ETF

Acclivity Small Cap Value Fund Class N

Nationwide Small Cap Index Fund Class R6

Nationwide Small Cap Index Fund Class R

Horizon Multi-Factor Small/Mid Cap Fund Investor Class

Voya Russell Small Cap Index Portfolio Initial

Voya Russell Small Cap Index Portfolio Advisor Class

ProShares Russell 2000 High Income ETF

Northern Small Cap Index Fund

ProShares Russell 2000 Dynamic Buffer ETF

T Rowe Price Small-Cap Index Fund Institutional Class

T Rowe Price Small-Cap Index Fund Class Z

Vanguard Russell 2000 Index Fund Institutional

BlackRock Small Cap Index V.I. Fund Class I

Venerable Small Cap Index Fund Class V

Innovator US Small Cap Managed 10 Buffer ETF

Nuveen Small Cap Blend Index Fund Retirement Class

Vanguard US Multifactor Fund Admiral Shares

Invesco S&P SmallCap 600 Revenue ETF

DFA US Small Cap Portfolio Institutional Class

Mercer US Small/Mid Cap Equity Fund Class I

SIMT Small Cap Value Fund Class I

Schwab US Small-Cap ETF

Longboard Alternative Growth Fund Class A

ProFunds Ultra Small-Cap ProFund Investor Class

Vanguard Small Cap Value Index Fund Investor Class

Vanguard Small Cap Value Index Fund Institutional

Vanguard Small Cap Value ETF

Innovator US Small Cap Managed Floor ETF

Praxis Small Cap Index Fund Class I

Russell 2000 1.5x Strategy Fund Class C

ProShares Ultra Russell2000

iShares Morningstar Small-Cap ETF

Russell US Small Cap Equity Fund Class Y

Russell US Small Cap Equity Fund Class A

Russell US Small Cap Equity Fund Class S

Russell US Small Cap Equity Fund Class M

Russell 2000 Fund Class A

Royce Small-Cap Trust Inc

Fidelity MSCI Financials Index ETF

Fidelity ZERO Extended Market Index Fund

Small-Cap ProFund Service Class

iShares Russell Small/Mid-Cap Index Fund Class Investor A

iShares Russell Small/Mid-Cap Index Fund Institutional Class

Vanguard Financials ETF

iShares MSCI World Small-Cap ETF

US Vector Equity Portfolio

Goldman Sachs Multi-Manager Global Equity Fund Class R6

Old Westbury Small & Mid Cap Strategies Fund

SEI Institutional Investments Trust - Extended Market Index Fund Class A

FlexShares Morningstar US Market Factor Tilt Index Fund

Vanguard Financial Index Fund Admiral Shs

Vanguard Extended Market Index Fund Investor Class

Vanguard Small Cap Index Fund Institutional

Vanguard Small Cap Index Fund admiral Class

Dimensional US Vector Equity ETF

MFS Global Alternative Strategy Fund Class A

MFS Global Alternative Strategy Fund Class C

MFS Global Alternative Strategy Fund Class B

MFS Global Alternative Strategy Fund Class R5

Goldman Sachs Small Cap Equity Insights Fund Class A Shares

Goldman Sachs Small Cap Equity Insights Fund Class C Shares

Goldman Sachs Small Cap Equity Insights Fund Class R6

Goldman Sachs Small Cap Equity Insights Fund Class R

Clearwater Select Equity Fund

Russell 2000 2x Strategy Fund Class C