FRTY vs SPY

FRTY vs SPY
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Quick Verdict

SPY has a lower expense ratio. SPY delivered stronger 1-year returns. SPY offers more diversification with 505 holdings.

Lower Fees: SPYHigher Returns: SPYMore Diversified: SPY

Side-by-Side Comparison

MetricFRTYSPYWinner
Expense Ratio0.60%0.09%
AUM$153M$821.1B
Dividend Yield0.18%1.01%
Holdings41505
YTD Return+7.74%+12.22%
1Y Return+17.93%+20.83%
3Y Return (annualized)+23.54%+21.70%
5Y Return (annualized)+2.68%+12.98%
Volatility (annualized)23.0%15.3%
Max Drawdown-53.1%-56.5%
Fund FamilyAlgerState Street Investment Management
CategoryEquityEquity
InceptionFeb 26, 2021Jan 22, 1993

FRTY vs SPY Performance

Alger Mid Cap 40 ETF (FRTY) is a ETF from Alger and State Street SPDR S&P 500 ETF Trust (SPY) is a ETF from State Street Investment Management. Over the past year FRTY returned +17.93% while SPY returned +20.83%. Year to date, FRTY is up 7.74% versus a gain of 12.22% for SPY.

Over three years, FRTY compounded at +23.54% per year against +21.70% for SPY; over five years the annualized figures are +2.68% and +12.98% respectively. Across the full 6-year window we track, SPY has the edge at +8.79% annualized vs +3.14%. Past performance does not guarantee future results.

Risk: Volatility and Drawdowns

FRTY has been the more volatile fund, with annualized monthly volatility of 23.0% compared with 15.3% for SPY. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -53.1% for FRTY and -56.5% for SPY. Drawdown depth is worth weighing if you expect to sell during market stress rather than ride it out.

The two funds' monthly returns correlate at 0.73. They usually move together, but the gap leaves some room for diversification.

Fees and Cost Over Time

FRTY charges 0.60% per year while SPY charges 0.09%. On a $10,000 position that is $60 vs $9 annually, a gap of $51 per year that compounds over a long holding period. On income, FRTY currently yields 0.18% against 1.01% for SPY.

Holdings Overlap

1.7%overlap

FRTY and SPY share 14 holdings out of 530 unique holdings combined, representing a 1.7% weight overlap.

Moderate overlap means holding both could provide meaningful diversification benefits.

Top Shared Holdings

StockWeight in FRTYWeight in SPYDifference
FIX3.67%0.09%3.58%
AXON3.61%0.07%3.54%
MPWR3.29%0.10%3.19%
SNPSProProPro
BIIBProProPro
WDCProProPro
VRTProProPro
DDOGProProPro
WSTProProPro
VSTProProPro
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Frequently Asked Questions

Which is cheaper, FRTY or SPY?

FRTY has an expense ratio of 0.60% while SPY charges 0.09%. SPY is the cheaper option. On a $10,000 investment, that is $51 per year of difference.

Which performed better, FRTY or SPY?

Over the past year FRTY returned +17.93% vs +20.83% for SPY, so SPY leads on 1-year performance. Over the longest common window we track (6 years), FRTY annualized +3.14% vs +8.79% for SPY. Past performance does not guarantee future results.

Which is riskier, FRTY or SPY?

FRTY has been the more volatile fund at 23.0% annualized versus 15.3% for SPY. Worst drawdown: FRTY -53.1% vs SPY -56.5%.

Should I hold both FRTY and SPY?

FRTY and SPY have a monthly-return correlation of 0.73, so combining them can provide real diversification depending on your allocation goals.

What is the holdings overlap between FRTY and SPY?

FRTY and SPY share 14 common holdings with a 1.7% weight overlap. Combined, they hold 530 unique securities.

Which pays a higher dividend, FRTY or SPY?

FRTY yields 0.18% while SPY yields 1.01%, so SPY currently pays the higher dividend yield.

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