FRI vs SPY

Quick Verdict

SPY has a lower expense ratio. SPY delivered stronger 1-year returns. SPY offers more diversification with 503 holdings.

Lower Fees: SPYHigher Returns: SPYMore Diversified: SPY

Side-by-Side Comparison

MetricFRISPYWinner
Expense Ratio0.49%0.09%
AUM$202M$789.1B
Dividend Yield2.56%1.01%
Holdings130505
YTD Return+15.87%+13.39%
1Y Return+21.43%+22.52%
3Y Return (annualized)+11.68%+21.36%
5Y Return (annualized)+4.38%+13.19%
Volatility (annualized)22.5%15.3%
Max Drawdown-73.3%-56.5%
Fund FamilyFirst Trust Portfolios (US)State Street Investment Management
CategoryEquityEquity
InceptionMay 8, 2007Jan 22, 1993

FRI vs SPY Performance

First Trust S&P REIT Index Fund (FRI) is a ETF from First Trust Portfolios (US) and State Street SPDR S&P 500 ETF Trust (SPY) is a ETF from State Street Investment Management. Over the past year FRI returned +21.43% while SPY returned +22.52%. Year to date, FRI is up 15.87% versus a gain of 13.39% for SPY.

Over three years, FRI compounded at +11.68% per year against +21.36% for SPY; over five years the annualized figures are +4.38% and +13.19% respectively. Across the full 19-year window we track, SPY has the edge at +8.84% annualized vs +3.13%. Past performance does not guarantee future results.

Risk: Volatility and Drawdowns

FRI has been the more volatile fund, with annualized monthly volatility of 22.5% compared with 15.3% for SPY. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -73.3% for FRI and -56.5% for SPY. Drawdown depth is worth weighing if you expect to sell during market stress rather than ride it out.

The two funds' monthly returns correlate at 0.75. They usually move together, but the gap leaves some room for diversification.

Fees and Cost Over Time

FRI charges 0.49% per year while SPY charges 0.09%. On a $10,000 position that is $49 vs $9 annually, a gap of $40 per year that compounds over a long holding period. On income, FRI currently yields 2.56% against 1.01% for SPY.

Holdings Overlap

1.5%overlap

FRI and SPY share 25 holdings out of 606 unique holdings combined, representing a 1.5% weight overlap.

Moderate overlap means holding both could provide meaningful diversification benefits.

Top Shared Holdings

StockWeight in FRIWeight in SPYDifference
WELL12.05%0.25%11.80%
PLD9.59%0.20%9.39%
EQIX4.46%0.15%4.31%
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Frequently Asked Questions

Which is cheaper, FRI or SPY?

FRI has an expense ratio of 0.49% while SPY charges 0.09%. SPY is the cheaper option. On a $10,000 investment, that is $40 per year of difference.

Which performed better, FRI or SPY?

Over the past year FRI returned +21.43% vs +22.52% for SPY, so SPY leads on 1-year performance. Over the longest common window we track (19 years), FRI annualized +3.13% vs +8.84% for SPY. Past performance does not guarantee future results.

Which is riskier, FRI or SPY?

FRI has been the more volatile fund at 22.5% annualized versus 15.3% for SPY. Worst drawdown: FRI -73.3% vs SPY -56.5%.

Should I hold both FRI and SPY?

FRI and SPY have a monthly-return correlation of 0.75, so combining them can provide real diversification depending on your allocation goals.

What is the holdings overlap between FRI and SPY?

FRI and SPY share 25 common holdings with a 1.5% weight overlap. Combined, they hold 606 unique securities.

Which pays a higher dividend, FRI or SPY?

FRI yields 2.56% while SPY yields 1.01%, so FRI currently pays the higher dividend yield.

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