FUND vs SPY

FUND vs SPY
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Quick Verdict

FUND delivered stronger 1-year returns. SPY offers more diversification with 505 holdings.

Lower Fees: TiedHigher Returns: FUNDMore Diversified: SPY

Side-by-Side Comparison

MetricFUNDSPYWinner
Expense Ratio-0.09%
AUM$312M$821.1B
Dividend Yield5.38%1.01%
Holdings33505
YTD Return+26.28%+12.93%
1Y Return+43.72%+20.62%
3Y Return (annualized)+18.14%+22.00%
5Y Return (annualized)+13.19%+13.33%
Volatility (annualized)22.0%15.3%
Max Drawdown-71.6%-56.5%
Fund FamilySprott ETFSState Street Investment Management
CategoryEquityEquity
InceptionNov 1, 1996Jan 22, 1993

FUND vs SPY Performance

Sprott Focus Trust (FUND) is a ETF from Sprott ETFS and State Street SPDR S&P 500 ETF Trust (SPY) is a ETF from State Street Investment Management. Over the past year FUND returned +43.72% while SPY returned +20.62%. Year to date, FUND is up 26.28% versus a gain of 12.93% for SPY.

Over three years, FUND compounded at +18.14% per year against +22.00% for SPY; over five years the annualized figures are +13.19% and +13.33% respectively. Across the full 31-year window we track, SPY has the edge at +8.82% annualized vs +4.44%. Past performance does not guarantee future results.

Risk: Volatility and Drawdowns

FUND has been the more volatile fund, with annualized monthly volatility of 22.0% compared with 15.3% for SPY. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -71.6% for FUND and -56.5% for SPY. Drawdown depth is worth weighing if you expect to sell during market stress rather than ride it out.

The two funds' monthly returns correlate at 0.69. They move independently enough that combining them can meaningfully diversify a portfolio.

Holdings Overlap

1.2%overlap

FUND and SPY share 5 holdings out of 532 unique holdings combined, representing a 1.2% weight overlap.

Moderate overlap means holding both could provide meaningful diversification benefits.

Top Shared Holdings

StockWeight in FUNDWeight in SPYDifference
XOM4.79%0.96%3.83%
STLD4.52%0.05%4.47%
NUE4.46%0.09%4.37%
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Frequently Asked Questions

Which performed better, FUND or SPY?

Over the past year FUND returned +43.72% vs +20.62% for SPY, so FUND leads on 1-year performance. Over the longest common window we track (31 years), FUND annualized +4.44% vs +8.82% for SPY. Past performance does not guarantee future results.

Which is riskier, FUND or SPY?

FUND has been the more volatile fund at 22.0% annualized versus 15.3% for SPY. Worst drawdown: FUND -71.6% vs SPY -56.5%.

Should I hold both FUND and SPY?

FUND and SPY have a monthly-return correlation of 0.69, so combining them can provide real diversification depending on your allocation goals.

What is the holdings overlap between FUND and SPY?

FUND and SPY share 5 common holdings with a 1.2% weight overlap. Combined, they hold 532 unique securities.

Which pays a higher dividend, FUND or SPY?

FUND yields 5.38% while SPY yields 1.01%, so FUND currently pays the higher dividend yield.

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