HEQ vs SPY

HEQ vs SPY
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Quick Verdict

SPY has a lower expense ratio. HEQ delivered stronger 1-year returns. HEQ offers more diversification with 640 holdings.

Lower Fees: SPYHigher Returns: HEQMore Diversified: HEQ

Side-by-Side Comparison

MetricHEQSPYWinner
Expense Ratio1.16%0.09%
AUM$146M$821.1B
Dividend Yield7.86%1.01%
Holdings640505
YTD Return+14.35%+12.22%
1Y Return+21.22%+20.83%
3Y Return (annualized)+13.36%+21.70%
5Y Return (annualized)+7.06%+12.98%
Volatility (annualized)15.3%15.3%
Max Drawdown-59.7%-56.5%
Fund FamilyJohn Hancock Investment ManagementState Street Investment Management
CategoryEquityEquity
InceptionMay 26, 2011Jan 22, 1993

HEQ vs SPY Performance

John Hancock Hedged Equity & Income Fund (HEQ) is a ETF from John Hancock Investment Management and State Street SPDR S&P 500 ETF Trust (SPY) is a ETF from State Street Investment Management. Over the past year HEQ returned +21.22% while SPY returned +20.83%. Year to date, HEQ is up 14.35% versus a gain of 12.22% for SPY.

Over three years, HEQ compounded at +13.36% per year against +21.70% for SPY; over five years the annualized figures are +7.06% and +12.98% respectively. Across the full 15-year window we track, SPY has the edge at +8.79% annualized vs -0.08%. Past performance does not guarantee future results.

Risk: Volatility and Drawdowns

HEQ has been the more volatile fund, with annualized monthly volatility of 15.3% compared with 15.3% for SPY. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -59.7% for HEQ and -56.5% for SPY. Drawdown depth is worth weighing if you expect to sell during market stress rather than ride it out.

The two funds' monthly returns correlate at 0.75. They usually move together, but the gap leaves some room for diversification.

Fees and Cost Over Time

HEQ charges 1.16% per year while SPY charges 0.09%. On a $10,000 position that is $116 vs $9 annually, a gap of $107 per year that compounds over a long holding period. On income, HEQ currently yields 7.86% against 1.01% for SPY.

Holdings Overlap

16.9%overlap

HEQ and SPY share 93 holdings out of 834 unique holdings combined, representing a 16.9% weight overlap.

Moderate overlap means holding both could provide meaningful diversification benefits.

Top Shared Holdings

StockWeight in HEQWeight in SPYDifference
NVDA0.41%7.71%7.30%
AAPL0.45%6.83%6.38%
MSFT0.36%5.50%5.14%
AVGOProProPro
JPMProProPro
XOMProProPro
JNJProProPro
CSCOProProPro
CVXProProPro
PMProProPro
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Frequently Asked Questions

Which is cheaper, HEQ or SPY?

HEQ has an expense ratio of 1.16% while SPY charges 0.09%. SPY is the cheaper option. On a $10,000 investment, that is $107 per year of difference.

Which performed better, HEQ or SPY?

Over the past year HEQ returned +21.22% vs +20.83% for SPY, so HEQ leads on 1-year performance. Over the longest common window we track (15 years), HEQ annualized -0.08% vs +8.79% for SPY. Past performance does not guarantee future results.

Which is riskier, HEQ or SPY?

HEQ has been the more volatile fund at 15.3% annualized versus 15.3% for SPY. Worst drawdown: HEQ -59.7% vs SPY -56.5%.

Should I hold both HEQ and SPY?

HEQ and SPY have a monthly-return correlation of 0.75, so combining them can provide real diversification depending on your allocation goals.

What is the holdings overlap between HEQ and SPY?

HEQ and SPY share 93 common holdings with a 16.9% weight overlap. Combined, they hold 834 unique securities.

Which pays a higher dividend, HEQ or SPY?

HEQ yields 7.86% while SPY yields 1.01%, so HEQ currently pays the higher dividend yield.

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