SPY vs UPSD

SPY vs UPSD

Which is better, SPY or UPSD?

SPY has been ahead.

SPY has a lower expense ratio. SPY led over 1Y and the full window. UPSD is less concentrated, with 25.0% of the fund in its ten largest positions against 37.8%.

Lower Fees: SPYHigher Returns: SPYLess Concentrated: UPSD

MarketXLS is not an investment adviser. This comparison is generated automatically from market data and is for information only. A Best mark means the better reading on that one measure, not a recommendation to buy.

Side-by-Side Comparison

MetricSPYUPSD
Expense Ratio0.09%Best0.79%
AUM$804.7B$123M
Dividend Yield0.98%0.63%
Holdings505103
YTD Return+12.09%+12.13%Best
1Y Return+16.29%Best+14.39%
3Y Return (annualized)+21.20%-
5Y Return (annualized)+13.37%-
Volatility (annualized)12.7%Best14.2%
Max Drawdown-18.8%Best-23.9%
$10,000 over 1.8 years$13,048Best$11,936
Top 10 Weight37.8%25.0%Best
Fund FamilyState Street Investment ManagementAptus ETFs
CategoryEquityEquity
StyleLarge Cap BlendLarge Cap Blend
InceptionJan 22, 1993Nov 20, 2024

Volatility and max drawdown, and the $10,000 over 1.8 years row, are measured over the window both funds cover: Nov 21, 2024 to Sep 18, 2026 (1.8 years).

SPY vs UPSD growth

Month-end closes. Both lines start at 0% in the first month shown, so the gap between them is the difference in growth across that window. The full view covers the 1.8 years both funds cover.

SPY vs UPSD Performance

State Street SPDR S&P 500 ETF Trust (SPY) is an ETF from State Street Investment Management and Aptus Large Cap Upside ETF (UPSD) is an ETF from Aptus ETFs. Over the past year SPY returned +16.29% while UPSD returned +14.39%. Year to date, SPY is up 12.09% versus a gain of 12.13% for UPSD.

Past performance does not guarantee future results.

Risk: Volatility and Drawdowns

UPSD has been the more volatile fund, with annualized monthly volatility of 14.2% compared with 12.7% for SPY. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -18.8% for SPY and -23.9% for UPSD. Drawdown depth is what each fund did in the worst stretch of the window measured above.

The two funds' monthly returns correlate at 0.85. They usually move together, but the gap leaves some room for diversification.

Fees and Cost Over Time

SPY charges 0.09% per year while UPSD charges 0.79%. On a $10,000 position that is $9 vs $79 annually, a gap of $70 per year that compounds over a long holding period. On income, SPY currently yields 0.98% against 0.63% for UPSD.

Holdings Overlap

SPY already in UPSD56.9%
UPSD already in SPY93.3%

56.9% of SPY's money is in holdings UPSD also owns. 93.3% of UPSD's money is in holdings SPY also owns.

Most of UPSD is already inside SPY. Owning both mostly buys the same companies twice.

96 positions in common, counted across the 504 positions we hold weights for in SPY and 99 in UPSD, against full books of 505 and 103.

What only one of them owns

Our book lists 2 positions for UPSD that do not appear in our book for SPY (1.9% of the fund), and 401 for SPY that do not appear in UPSD (42.4%).

Some of those will be the same company recorded under a different code in one of the two books, so the real difference in what you would own is no larger than this and may be smaller. We do not name the individual positions here for that reason.

Top Shared Holdings

StockWeight in SPYWeight in UPSDDifference
NVDANvidia Corp8.01%5.17%2.84%
AAPLApple, Inc7.26%4.84%2.42%
MSFTMicrosoft Corp5.66%3.38%2.28%
AMZNAmazon.Com Inc3.79%1.89%1.90%
GOOGLAlphabet Inc,class A2.99%1.53%1.46%
GOOGAlphabet Inc2.39%1.52%0.87%
MUMicron Technology, Inc.1.60%1.99%0.39%
AVGOBroadcom Inc2.66%0.85%1.81%
LLYEli Lilly & Co.1.40%1.30%0.10%
XOMExxon Mobil Corp.1.04%1.43%0.39%

93.3% of UPSD is already inside SPY.

You probably hold more than these two. Add the rest and see how much of the whole book is the same companies twice.

SPYUPSD

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Frequently Asked Questions

Which is cheaper, SPY or UPSD?

SPY has an expense ratio of 0.09% while UPSD charges 0.79%. SPY is the cheaper option, by $70 a year on a $10,000 investment.

Which performed better, SPY or UPSD?

Over the past year SPY returned +16.29% vs +14.39% for UPSD, so SPY leads on 1-year performance. Over the longest common window we track (2 years), SPY annualized +15.93% vs +10.33% for UPSD. Past performance does not guarantee future results. This is information, not a recommendation.

Which is riskier, SPY or UPSD?

UPSD has been the more volatile fund at 14.2% annualized versus 12.7% for SPY. Worst drawdown: SPY -18.8% vs UPSD -23.9%.

Should I hold both SPY and UPSD?

SPY and UPSD have a monthly-return correlation of 0.85, so their returns are far enough apart for the mix to behave differently from either one alone. This is information, not a recommendation.

What is the holdings overlap between SPY and UPSD?

93.3% of UPSD's money is in holdings SPY also owns. 93.3% of UPSD's is in holdings SPY also owns. They hold 96 positions in common, counted across the 504 positions we hold weights for in SPY and 99 in UPSD.

Which pays a higher dividend, SPY or UPSD?

SPY yields 0.98% while UPSD yields 0.63%, so SPY currently pays the higher dividend yield.

Is UPSD better than SPY?

SPY has a lower expense ratio. SPY led over 1Y and the full window. UPSD is less concentrated, with 25.0% of the fund in its ten largest positions against 37.8%. Which one suits a particular account depends on what it is for. This is information, not a recommendation.