Quick Verdict

SPY has a lower expense ratio. SPY delivered stronger 1-year returns. SPY offers more diversification with 503 holdings.

Lower Fees: SPYHigher Returns: SPYMore Diversified: SPY

Side-by-Side Comparison

MetricSPYUPSDWinner
Expense Ratio0.09%0.79%
AUM$789.1B$114M
Dividend Yield1.01%0.68%
Holdings505103
YTD Return+13.79%+12.83%
1Y Return+23.66%+21.15%
3Y Return (annualized)+21.40%-
5Y Return (annualized)+13.37%-
Volatility (annualized)15.3%14.4%
Max Drawdown-56.5%-23.9%
Fund FamilyState Street Investment ManagementAptus ETFs
CategoryEquityEquity
InceptionJan 22, 1993Nov 20, 2024

SPY vs UPSD Performance

State Street SPDR S&P 500 ETF Trust (SPY) is a ETF from State Street Investment Management and Aptus Large Cap Upside ETF (UPSD) is a ETF from Aptus ETFs. Over the past year SPY returned +23.66% while UPSD returned +21.15%. Year to date, SPY is up 13.79% versus a gain of 12.83% for UPSD.

Risk: Volatility and Drawdowns

SPY has been the more volatile fund, with annualized monthly volatility of 15.3% compared with 14.4% for UPSD. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -56.5% for SPY and -23.9% for UPSD. Drawdown depth is worth weighing if you expect to sell during market stress rather than ride it out.

The two funds' monthly returns correlate at 0.86. They usually move together, but the gap leaves some room for diversification.

Fees and Cost Over Time

SPY charges 0.09% per year while UPSD charges 0.79%. On a $10,000 position that is $9 vs $79 annually, a gap of $70 per year that compounds over a long holding period. On income, SPY currently yields 1.01% against 0.68% for UPSD.

Holdings Overlap

39.4%overlap

SPY and UPSD share 94 holdings out of 509 unique holdings combined, representing a 39.4% weight overlap.

Moderate overlap means holding both could provide meaningful diversification benefits.

Top Shared Holdings

StockWeight in SPYWeight in UPSDDifference
AAPL7.09%5.63%1.46%
NVDA7.31%4.64%2.67%
MSFT4.43%2.80%1.63%
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Frequently Asked Questions

Which is cheaper, SPY or UPSD?

SPY has an expense ratio of 0.09% while UPSD charges 0.79%. SPY is the cheaper option. On a $10,000 investment, that is $70 per year of difference.

Which performed better, SPY or UPSD?

Over the past year SPY returned +23.66% vs +21.15% for UPSD, so SPY leads on 1-year performance. Over the longest common window we track (2 years), SPY annualized +8.85% vs +11.47% for UPSD. Past performance does not guarantee future results.

Which is riskier, SPY or UPSD?

SPY has been the more volatile fund at 15.3% annualized versus 14.4% for UPSD. Worst drawdown: SPY -56.5% vs UPSD -23.9%.

Should I hold both SPY and UPSD?

SPY and UPSD have a monthly-return correlation of 0.86, so combining them can provide real diversification depending on your allocation goals.

What is the holdings overlap between SPY and UPSD?

SPY and UPSD share 94 common holdings with a 39.4% weight overlap. Combined, they hold 509 unique securities.

Which pays a higher dividend, SPY or UPSD?

SPY yields 1.01% while UPSD yields 0.68%, so SPY currently pays the higher dividend yield.

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