GUG vs IVV

Quick Verdict

IVV has a lower expense ratio. IVV delivered stronger 1-year returns. GUG offers more diversification with 777 holdings.

Lower Fees: IVVHigher Returns: IVVMore Diversified: GUG

Side-by-Side Comparison

MetricGUGIVVWinner
Expense Ratio2.22%0.03%
AUM$539M$865.2B
Dividend Yield8.61%1.09%
Holdings1,262508
YTD Return+5.71%+14.50%
1Y Return+7.23%+22.02%
3Y Return (annualized)+12.89%+21.80%
5Y Return (annualized)-+13.37%
Volatility (annualized)15.5%15.1%
Max Drawdown-32.8%-56.5%
Fund FamilyGuggenheim InvestmentsiShares by BlackRock (US)
CategoryAllocation/BalancedEquity
InceptionNov 23, 2021May 15, 2000

GUG vs IVV Performance

Guggenheim Active Allocation Fund (GUG) is a ETF from Guggenheim Investments and iShares Core S&P 500 ETF (IVV) is a ETF from iShares by BlackRock (US). Over the past year GUG returned +7.23% while IVV returned +22.02%. Year to date, GUG is up 5.71% versus a gain of 14.50% for IVV.

Over three years, GUG compounded at +12.89% per year against +21.80% for IVV. Across the full 5-year window we track, IVV has the edge at +7.07% annualized vs +3.55%. Past performance does not guarantee future results.

Risk: Volatility and Drawdowns

GUG has been the more volatile fund, with annualized monthly volatility of 15.5% compared with 15.1% for IVV. Lower volatility generally means a smoother ride, though it often comes with lower long-run returns.

The deepest peak-to-trough decline in our data was -32.8% for GUG and -56.5% for IVV. Drawdown depth is worth weighing if you expect to sell during market stress rather than ride it out.

The two funds' monthly returns correlate at 0.79. They usually move together, but the gap leaves some room for diversification.

Fees and Cost Over Time

GUG charges 2.22% per year while IVV charges 0.03%. On a $10,000 position that is $222 vs $3 annually, a gap of $219 per year that compounds over a long holding period. On income, GUG currently yields 8.61% against 1.09% for IVV.

Holdings Overlap

3.1%overlap

GUG and IVV share 40 holdings out of 1242 unique holdings combined, representing a 3.1% weight overlap.

Moderate overlap means holding both could provide meaningful diversification benefits.

Top Shared Holdings

StockWeight in GUGWeight in IVVDifference
JPM:US0.25%1.43%1.18%
LLY0.00%1.44%1.44%
GS0.89%0.50%0.39%
CProProPro
BKProProPro
BACProProPro
WFCProProPro
ABBVProProPro
NEEProProPro
DISProProPro
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Frequently Asked Questions

Which is cheaper, GUG or IVV?

GUG has an expense ratio of 2.22% while IVV charges 0.03%. IVV is the cheaper option. On a $10,000 investment, that is $219 per year of difference.

Which performed better, GUG or IVV?

Over the past year GUG returned +7.23% vs +22.02% for IVV, so IVV leads on 1-year performance. Over the longest common window we track (5 years), GUG annualized +3.55% vs +7.07% for IVV. Past performance does not guarantee future results.

Which is riskier, GUG or IVV?

GUG has been the more volatile fund at 15.5% annualized versus 15.1% for IVV. Worst drawdown: GUG -32.8% vs IVV -56.5%.

Should I hold both GUG and IVV?

GUG and IVV have a monthly-return correlation of 0.79, so combining them can provide real diversification depending on your allocation goals.

What is the holdings overlap between GUG and IVV?

GUG and IVV share 40 common holdings with a 3.1% weight overlap. Combined, they hold 1242 unique securities.

Which pays a higher dividend, GUG or IVV?

GUG yields 8.61% while IVV yields 1.09%, so GUG currently pays the higher dividend yield.

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